A broker/dealer has a duty to fully and accurately disclose all material facts relating to investments or securities. Often a broker may fail to do this because they are more interested in making a sale and collecting a commission rather than doing what is the best interest of their customer. Sometimes, brokers encourage customers to purchase securities that are clearly unsuitable for them in light of the customers financial objectives and needs.
Securities attorney, Eric Ludin, has years of experience arbitrating claims against brokerage firms who defraud their customers. He has lectured and had his articles published on the topic of stock broker malfeasance. He serves as an arbitrator for the Financial Industry Regulatory Authority, Inc. (FINRA) and is well suited to analyze and pursue your claim.
